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【国知局发布】与提交XML格式专利电子文件相关问题的解答
Time: 2026-09-15 Click count: 842

问题1:由于申请文件过大超过系统限制,无法通过专利业务办理系统以电子方式提交,该如何享受XML格式申请文件的审查优惠政策?

解答:

用户首先尽量减小文件大小:(1)附图使用JPG格式;(2)除外观设计专利申请外,图片尺寸不要太大,清晰可辨即可;(3)图片不要使用过高分辨率,300DPI即可。

如经过上述处理后,申请文件仍然过大,无法在专利业务办理系统中提交,用户按如下步骤办理:

1.使用纸件形式提交专利申请。其中,由于核苷酸和氨基酸序列表过大超过系统限制而无法提交的,在递交纸件专利申请时,序列表不需打印纸质文件,仅需要同时递交存储符合标准的电子序列表的光盘。

2.收到受理通知书后将专利申请转为离线电子申请;

3.使用电子形式提交意见陈述书,说明新申请时文件过大无法提交电子申请的情况,必要时附具系统报错截图等证明文件。

专利局经审查认为确属于文件过大无法通过电子申请系统提交的,该专利申请可享受使用XML格式提交的专利优先审查、快速审查、专利审查高速路(PPH)、延迟审查和集中审查等审查优惠政策。

问题2:编辑XML格式说明书中的小标题的注意事项

解答:电子申请用户提交的发明和实用新型的XML格式说明书中,应只包含专利审查指南规定的“技术领域”、“背景技术”、“发明内容”、“附图说明”、“具体实施方式”五个小标题,不应添加例如“有益效果”、“工业实用性”等非标准小标题,如必须在说明书中说明上述内容,应当把“有益效果”、“工业实用性”等文字写入XML格式规定的正文“段”中。


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